484 lines
22 KiB
Python
484 lines
22 KiB
Python
"""
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Local RAG setup with LangChain, Ollama/OpenAI, and FAISS
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Minimal dependencies, simple code
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"""
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import json
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import os
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import re
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from pathlib import Path
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import numpy as np
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from langchain_community.document_loaders import PyPDFLoader, TextLoader
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from langchain_community.vectorstores import FAISS
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from langchain_huggingface import HuggingFaceEmbeddings
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from langchain_ollama import ChatOllama
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from langchain_openai import ChatOpenAI
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from langchain_text_splitters import RecursiveCharacterTextSplitter
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import docling_loader
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# Pipeline tuning: used when adding documents (rebuild index after changing).
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# Characters, not tokens: 2000 characters of German prose are roughly 550 tokens.
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# With the reranker, 2000/400 beat 1500/300 on both Kafka goldsets (eval/matrix_2000.out).
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CHUNK_SIZE = 2000
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CHUNK_OVERLAP = 400
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# Multilingual embedding model with a long input window (8192 tokens), so chunks
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# are never truncated. Changing it requires rebuilding the index.
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EMBEDDING_MODEL = "BAAI/bge-m3"
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# How PDFs are read: "pypdf" (PyPDFLoader, one unit per page) or "docling"
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# (structured output from prepare_corpus.py, cleaned by docling_loader.py).
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PDF_LOADER = "pypdf"
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# Where prepare_corpus.py put the Docling output for the PDFs being indexed.
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PROCESSED_DIR = "corpus_processed/data_split"
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# Prefix every chunk with author and title from the file name (Docling: plus section),
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# so questions like "according to Lehmann ..." can match. See docling_loader.chunk_header.
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# Needed for Docling (which drops running heads); neutral to slightly harmful for pypdf,
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# whose pages carry the author in the running head anyway.
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CHUNK_HEADERS = False
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# Retrieval / query tuning
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RETRIEVAL_K = 5
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# Hybrid search: besides the vector search, a keyword search (BM25 on German word stems)
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# finds names, titles and quotations that embeddings blur.
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# "dense" vector search alone
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# "hybrid" both lists merged with Reciprocal Rank Fusion, which also sets the order
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# "union" BM25 only adds candidates (BM25_CANDIDATES) to the vector candidates;
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# the order comes from the vector search or, if enabled, from the reranker
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RETRIEVAL_MODE = "hybrid"
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CANDIDATES_K = 50 # candidates per search before merging and reranking
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BM25_CANDIDATES = 20 # extra keyword candidates in "union" mode
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RRF_K = 60 # standard constant of Reciprocal Rank Fusion
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# Cross-encoder that rereads question and candidate together and re-sorts the candidates.
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# None switches reranking off.
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RERANKER_MODEL = "BAAI/bge-reranker-v2-m3"
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# Appended to the embedding query for FAISS (does not affect the answer-generation prompt).
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# Left empty on purpose: embedding models do not follow instructions, and on the Kafka
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# corpus the former text ("Do not return a list of references ...") lowered Recall@5
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# from 0.67 to 0.53 (eval_retrieval.py --query-instructions). Measure before re-enabling.
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QUERY_ADDITIONAL_INSTRUCTIONS = ""
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# Written next to every index; an index built with another embedding model is not loaded.
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INDEX_INFO_FILE = "index_info.json"
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# The corpus search is offered to the LLM as a tool; the LLM decides per message whether
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# to search (content questions) or to answer directly (greetings, thanks, questions about
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# the conversation). It also writes the search query itself, using the chat history.
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SEARCH_TOOL_NAME = "search_kafka_corpus"
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SEARCH_TOOL_DESCRIPTION = (
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"Durchsucht die Kafka-Bibliothek (Kafkas Texte und die Forschungsliteratur) und liefert die "
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"passendsten Textauszüge mit Quelle und Seite. Die Suchanfrage sollte eine eigenständige, "
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"präzise Frage oder Stichwortfolge auf Deutsch sein."
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)
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MAX_TOOL_ROUNDS = 3 # searches per message before the LLM must answer
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# System prompt for every chat turn (German, like the corpus and the questions).
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SYSTEM_PROMPT = f"""Du beantwortest Fragen zu Franz Kafka, seinen Werken, seinem Leben und der Forschung.
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Du hast ein Werkzeug, {SEARCH_TOOL_NAME}, das eine Bibliothek aus Kafkas Texten und Forschungsliteratur durchsucht.
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- Für jede inhaltliche Frage zu Kafka, seinen Werken, Figuren, seiner Biografie, Sprache oder zur Forschung: Rufe zuerst das Werkzeug auf und stütze die Antwort auf die gefundenen Auszüge. Antworte nicht aus dem Gedächtnis.
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- Bei Begrüßung, Dank, Smalltalk oder Fragen zum Gespräch selbst: Antworte direkt, ohne Werkzeug.
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- Formuliere die Suchanfrage so, dass sie ohne den Gesprächsverlauf verständlich ist.
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- Finden sich in den Auszügen keine Belege, sage das offen, statt zu raten.
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- Nenne bei Aussagen aus den Auszügen die Quelle (Autor, Seite)."""
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class LocalRAG:
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def __init__(
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self,
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vectorstore_path="./vectorstore",
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llm_provider="ollama",
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ollama_model="gemma4:12b",
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openai_model="gpt-6-luna",
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ollama_base_url="http://localhost:11434",
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pdf_loader=PDF_LOADER,
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processed_dir=PROCESSED_DIR,
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retrieval_mode=RETRIEVAL_MODE,
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reranker_model=RERANKER_MODEL,
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chunk_size=CHUNK_SIZE,
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chunk_overlap=CHUNK_OVERLAP,
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chunk_headers=CHUNK_HEADERS,
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):
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"""Initialize local RAG system. llm_provider: 'ollama' or 'openai'.
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pdf_loader: 'pypdf' or 'docling' (see PDF_LOADER)."""
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self.vectorstore_path = vectorstore_path
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self.llm_provider = llm_provider
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self.pdf_loader = pdf_loader
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self.processed_dir = Path(processed_dir)
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self.chunk_size, self.chunk_overlap, self.chunk_headers = chunk_size, chunk_overlap, chunk_headers
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self.retrieval_mode = retrieval_mode
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self.reranker_model = reranker_model
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self._bm25 = None # built on first use from the documents in the index
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self._reranker = None # loaded on first use
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# Embeddings
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print("Loading embeddings model...")
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# Normalized vectors: FAISS's L2 distance then ranks exactly like cosine similarity.
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self.embeddings = HuggingFaceEmbeddings(
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model_name=EMBEDDING_MODEL,
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encode_kwargs={"normalize_embeddings": True},
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query_encode_kwargs={"normalize_embeddings": True},
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)
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# Text splitter (used when adding documents; tune CHUNK_SIZE / CHUNK_OVERLAP above)
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self.text_splitter = RecursiveCharacterTextSplitter(
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chunk_size=chunk_size,
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chunk_overlap=chunk_overlap,
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)
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print(f"Text splitter: chunk_size={chunk_size}, chunk_overlap={chunk_overlap}")
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# LLM (Ollama or OpenAI)
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if llm_provider == "openai":
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api_key = os.environ.get("OPENAI_API_KEY")
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if not api_key:
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raise ValueError(
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"OPENAI_API_KEY environment variable is required when llm_provider='openai'"
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)
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print(f"Using OpenAI (model: {openai_model})...")
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self.llm = ChatOpenAI(model=openai_model, api_key=api_key)
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else:
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print(f"Using Ollama (model: {ollama_model})...")
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self.llm = ChatOllama(
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model=ollama_model,
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base_url=ollama_base_url
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)
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# Vector store (load if exists, otherwise None)
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self.vectorstore = None
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self._load_vectorstore()
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def _index_info(self):
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"""Settings that must match between the index on disk and this code."""
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return {
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"embedding_model": EMBEDDING_MODEL,
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"chunk_size": self.chunk_size,
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"chunk_overlap": self.chunk_overlap,
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"pdf_loader": self.pdf_loader,
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"chunk_headers": self.chunk_headers,
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}
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def _index_matches(self, index_file):
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"""False if the index was built with a different embedding model than EMBEDDING_MODEL."""
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info_file = os.path.join(self.vectorstore_path, INDEX_INFO_FILE)
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if os.path.exists(info_file):
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with open(info_file, encoding="utf-8") as f:
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built_with = json.load(f).get("embedding_model")
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if built_with != EMBEDDING_MODEL:
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print(f"Index in {self.vectorstore_path} was built with {built_with}, "
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f"but EMBEDDING_MODEL is {EMBEDDING_MODEL}. Rebuild it (add_pdfs.py).")
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return False
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return True
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# Older index without info file: at least the vector dimensions must agree
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import faiss
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index_dim = faiss.read_index(index_file).d
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model_dim = len(self.embeddings.embed_query("dimension check"))
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if index_dim != model_dim:
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print(f"Index in {self.vectorstore_path} has {index_dim} dimensions, {EMBEDDING_MODEL} "
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f"produces {model_dim}. It was built with another model; rebuild it (add_pdfs.py).")
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return False
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return True
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def _load_vectorstore(self):
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"""Load existing vector store if available"""
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index_file = os.path.join(self.vectorstore_path, "index.faiss")
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if os.path.exists(index_file) and self._index_matches(index_file):
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try:
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self.vectorstore = FAISS.load_local(
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self.vectorstore_path,
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self.embeddings,
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allow_dangerous_deserialization=True
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)
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print(f"Loaded existing vector store from {self.vectorstore_path}")
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except Exception as e:
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print(f"Could not load vector store: {e}")
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self.vectorstore = None
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def add_documents(self, file_paths):
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"""Add documents to the vector store"""
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print(f"\nLoading {len(file_paths)} document(s)...")
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all_docs = []
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for file_path in file_paths:
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path = Path(file_path)
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if not path.exists():
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print(f"Warning: {file_path} not found, skipping")
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continue
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# Docling: already structured and cleaned, the loader returns finished chunks
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if path.suffix.lower() == '.pdf' and self.pdf_loader == "docling":
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processed = self.processed_dir / f"{path.stem}.json"
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if processed.exists():
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chunks = docling_loader.load(processed, str(path), self.text_splitter,
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header=self.chunk_headers)
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all_docs.extend(chunks)
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print(f" - {path.name}: {len(chunks)} chunks (docling)")
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continue
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print(f"Warning: no Docling output for {path.name} in {self.processed_dir}, using PyPDFLoader")
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# Load document
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if path.suffix.lower() == '.pdf':
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loader = PyPDFLoader(str(path))
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elif path.suffix.lower() in ['.txt', '.md']:
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loader = TextLoader(str(path))
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else:
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print(f"Warning: Unsupported file type {path.suffix}, skipping")
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continue
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docs = loader.load()
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chunks = self.text_splitter.split_documents(docs)
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if self.chunk_headers:
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header = docling_loader.chunk_header(str(path))
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for chunk in chunks:
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chunk.page_content = header + chunk.page_content
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all_docs.extend(chunks)
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print(f" - {path.name}: {len(chunks)} chunks")
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if not all_docs:
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print("No documents loaded!")
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return
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# Create or update vector store
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print(f"\nCreating embeddings for {len(all_docs)} chunks...")
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if self.vectorstore is None:
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self.vectorstore = FAISS.from_documents(all_docs, self.embeddings)
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else:
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new_store = FAISS.from_documents(all_docs, self.embeddings)
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self.vectorstore.merge_from(new_store)
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# Save
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os.makedirs(self.vectorstore_path, exist_ok=True)
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self.vectorstore.save_local(self.vectorstore_path)
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with open(os.path.join(self.vectorstore_path, INDEX_INFO_FILE), "w", encoding="utf-8") as f:
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json.dump(self._index_info(), f, indent=2)
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print(f"Vector store saved to {self.vectorstore_path}")
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def list_documents(self):
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"""List all documents in the vector store"""
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if self.vectorstore is None:
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print("No documents in vector store.")
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return []
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# Get all documents from the vector store
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# We'll retrieve a large number to get all documents
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all_docs = self.vectorstore.similarity_search("", k=10000) # Large k to get all
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# Extract unique document sources from metadata
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documents = {}
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for doc in all_docs:
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source = doc.metadata.get('source', 'Unknown')
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if source not in documents:
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documents[source] = {
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'source': source,
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'chunks': 0,
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'page': doc.metadata.get('page', None)
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}
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documents[source]['chunks'] += 1
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# Convert to list and sort
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doc_list = list(documents.values())
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doc_list.sort(key=lambda x: x['source'])
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print(f"\nDocuments in vector store ({len(doc_list)} unique documents):")
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print("-" * 60)
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for doc_info in doc_list:
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print(f" - {doc_info['source']}")
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print(f" Chunks: {doc_info['chunks']}")
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if doc_info['page'] is not None:
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print(f" Page: {doc_info['page']}")
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return doc_list
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def _docs_to_retrieved(self, docs):
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"""Convert document list to retrieved chunks format for API."""
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return [
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{
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"content": doc.page_content,
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"source": doc.metadata.get("source", ""),
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"page": doc.metadata.get("page"),
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}
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for doc in docs
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]
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def _docs_scores_to_retrieved(self, docs_with_scores):
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"""Convert (Document, score) list to retrieved chunks format with score. FAISS returns L2 distance (lower = more similar)."""
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return [
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{
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"content": doc.page_content,
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"source": doc.metadata.get("source", ""),
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"page": doc.metadata.get("page"),
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"score": float(score),
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}
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for doc, score in docs_with_scores
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]
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# ---------- retrieval: vector search, keyword search, reranking ----------
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_stemmer = None
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@classmethod
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def _bm25_tokens(cls, text):
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"""Lowercase German word stems, so "ohnmächtigen" matches "Ohnmacht"."""
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if cls._stemmer is None:
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import snowballstemmer
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cls._stemmer = snowballstemmer.stemmer("german")
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return cls._stemmer.stemWords(re.findall(r"[a-zäöüß0-9]{2,}", text.lower()))
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def _bm25_index(self):
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if self._bm25 is None:
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from rank_bm25 import BM25Okapi
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docs = list(self.vectorstore.docstore._dict.values())
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self._bm25 = (BM25Okapi([self._bm25_tokens(d.page_content) for d in docs]), docs)
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return self._bm25
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def retrieve(self, query, k=None):
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"""The k best chunks for a query as [(Document, score)].
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dense: vector search only (score = L2 distance, lower is better)
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hybrid: vector search + BM25, merged by Reciprocal Rank Fusion (higher is better)
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union: vector candidates plus BM25_CANDIDATES keyword candidates, vector order first
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With a reranker, the merged candidates are re-sorted by the cross-encoder
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(score = relevance, higher is better)."""
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k = k or RETRIEVAL_K
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pool = max(k, CANDIDATES_K) if (self.retrieval_mode != "dense" or self.reranker_model) else k
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dense = self.vectorstore.similarity_search_with_score(query, k=pool)
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key = lambda doc: (doc.metadata.get("source"), doc.metadata.get("page"), doc.page_content[:200])
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if self.retrieval_mode in ("hybrid", "union"):
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bm25, docs = self._bm25_index()
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scores = bm25.get_scores(self._bm25_tokens(query))
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keyword = [docs[i] for i in np.argsort(scores)[::-1][:pool]]
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if self.retrieval_mode == "union":
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seen = {key(d) for d, _ in dense}
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extra = [d for d in keyword if key(d) not in seen][:BM25_CANDIDATES]
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candidates = [[d, s] for d, s in dense] + [[d, float("nan")] for d in extra]
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elif self.retrieval_mode == "hybrid":
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fused = {}
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for ranking in ([d for d, _ in dense], keyword):
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for rank, doc in enumerate(ranking):
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entry = fused.setdefault(key(doc), [doc, 0.0])
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entry[1] += 1 / (RRF_K + rank + 1)
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candidates = sorted(fused.values(), key=lambda e: e[1], reverse=True)[:pool]
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else:
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candidates = [[d, s] for d, s in dense]
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if self.reranker_model and candidates:
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if self._reranker is None:
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from sentence_transformers import CrossEncoder
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print(f"Loading reranker {self.reranker_model}...")
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self._reranker = CrossEncoder(self.reranker_model, max_length=1024)
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relevance = self._reranker.predict([(query, d.page_content) for d, _ in candidates])
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candidates = [[d, float(r)] for (d, _), r in zip(candidates, relevance)]
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candidates.sort(key=lambda e: e[1], reverse=True)
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return [(d, s) for d, s in candidates[:k]]
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def query(self, question, k=None):
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"""Query the RAG system (no conversation history). Returns dict with 'answer' and 'retrieved'."""
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if k is None:
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k = RETRIEVAL_K
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return self.query_with_history(question, chat_history=[], k=k)
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@staticmethod
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def _text(message):
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"""Plain text of an LLM reply (some models return a list of content blocks)."""
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content = getattr(message, "content", message)
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if isinstance(content, list):
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content = "".join(part.get("text", "") if isinstance(part, dict) else str(part) for part in content)
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return (content or "").strip()
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def query_with_history(self, question, chat_history=None, k=None, system_prompt=None):
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"""Answer a chat message. The LLM decides whether to search the corpus: the search is
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offered as a tool (SEARCH_TOOL_NAME), which the LLM calls with its own query, up to
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MAX_TOOL_ROUNDS times. system_prompt defaults to SYSTEM_PROMPT (see personas.py for others).
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Returns dict with 'answer', 'retrieved' (chunks the LLM saw, with content, source, page,
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score) and 'searches' (the queries it used)."""
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from langchain_core.messages import AIMessage, HumanMessage, SystemMessage, ToolMessage
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from langchain_core.tools import StructuredTool
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k = k or RETRIEVAL_K
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if self.vectorstore is None:
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return {"answer": "Error: No documents loaded. Please add documents first.",
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"retrieved": [], "searches": []}
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retrieved, searches = [], []
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def search_kafka_corpus(query: str) -> str:
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retrieval_query = query + (f"\n\n{QUERY_ADDITIONAL_INSTRUCTIONS}" if QUERY_ADDITIONAL_INSTRUCTIONS else "")
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hits = self.retrieve(retrieval_query, k=k)
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searches.append(query)
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retrieved.extend(self._docs_scores_to_retrieved(hits))
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print(f"[RAG] Tool search {query!r}: {len(hits)} chunk(s)")
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if not hits:
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return "Keine passenden Textstellen gefunden."
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return "\n\n".join(
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f"[{i}] {docling_loader.source_label(Path(d.metadata.get('source', '')).name)}"
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f"{', S. ' + str(d.metadata['page'] + 1) if d.metadata.get('page') is not None else ''}\n"
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f"{d.page_content.strip()}"
|
|
for i, (d, _) in enumerate(hits, start=1))
|
|
|
|
tool = StructuredTool.from_function(func=search_kafka_corpus, name=SEARCH_TOOL_NAME,
|
|
description=SEARCH_TOOL_DESCRIPTION)
|
|
llm_with_tools = self.llm.bind_tools([tool])
|
|
|
|
messages = [SystemMessage(system_prompt or SYSTEM_PROMPT)]
|
|
for turn in chat_history or []:
|
|
content = (turn.get("content") or "").strip()
|
|
if turn.get("role") == "user":
|
|
messages.append(HumanMessage(content))
|
|
elif turn.get("role") == "assistant":
|
|
messages.append(AIMessage(content))
|
|
messages.append(HumanMessage(question))
|
|
print(f"[RAG] User question: {question!r}")
|
|
|
|
answer = None
|
|
for _ in range(MAX_TOOL_ROUNDS):
|
|
reply = llm_with_tools.invoke(messages)
|
|
messages.append(reply)
|
|
if not reply.tool_calls:
|
|
answer = self._text(reply)
|
|
break
|
|
for n, call in enumerate(reply.tool_calls):
|
|
result = tool.invoke(call["args"])
|
|
messages.append(ToolMessage(result, tool_call_id=call.get("id") or f"call_{len(searches)}_{n}"))
|
|
if answer is None:
|
|
# Search budget used up: answer with what was found, without further tool calls
|
|
answer = self._text(self.llm.invoke(messages + [HumanMessage(
|
|
"Beantworte jetzt die Frage mit den gefundenen Auszügen, ohne weitere Suche.")]))
|
|
print(f"[RAG] Searches: {searches or 'keine'}")
|
|
return {"answer": answer, "retrieved": retrieved, "searches": searches}
|
|
|
|
|
|
def main():
|
|
"""Example usage"""
|
|
print("=" * 60)
|
|
print("Local RAG with LangChain, Ollama/OpenAI, and FAISS")
|
|
print("=" * 60)
|
|
|
|
# Initialize
|
|
rag = LocalRAG(ollama_model="gemma4:12b")
|
|
|
|
# Add documents (uncomment and add your file paths)
|
|
# rag.add_documents([
|
|
# "data/dok1.pdf",
|
|
# "data/dok2.pdf",
|
|
# "data/dok3.pdf"
|
|
# ])
|
|
|
|
# List documents
|
|
rag.list_documents()
|
|
|
|
# Query
|
|
question = "What do you knowabout modality for perceived message perception?"
|
|
result = rag.query(question)
|
|
print(f"\nQuestion: {question}")
|
|
print(f"Answer: {result['answer']}")
|
|
if result.get("retrieved"):
|
|
print(f"Retrieved {len(result['retrieved'])} chunks")
|
|
|
|
# print("\nSetup complete! Uncomment the code above to add documents and query.")
|
|
|
|
|
|
if __name__ == "__main__":
|
|
main()
|